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HLBS Law
Legal and Regulatory Representation

Recent Articles

Millions of Dollars in Allegations Denied Thanks to Managing Attorney, Bessette
Millions of Dollars in Allegations Denied Thanks to Managing Attorney, Bessette
Owen HarnettAugust 18, 2023
Iowa Statute Passes for Expungement of Investment Advisors Disclosures from CRD/IARD Record
Iowa Statute Passes for Expungement of Investment Advisors Disclosures from CRD/IARD Record
Owen HarnettJune 21, 2023
Successful Expungement of a “Concern” Mistaken for a “Complaint”
Successful Expungement of a “Concern” Mistaken for a “Complaint”
Mallory NissenJune 14, 2023
Untangling a U5 Reporting Error, Client Gets Termination Disclosure Expunged
Untangling a U5 Reporting Error, Client Gets Termination Disclosure Expunged
Mallory NissenMay 29, 2023
Paving The Way
Paving The Way
Mallory NissenMay 9, 2023HLBS Law
SEC Approves New Rules by FINRA
SEC Approves New Rules by FINRA
Owen HarnettApril 25, 2023Comment
Impact of COVID-19 on Regulatory Investigations
Impact of COVID-19 on Regulatory Investigations
Owen HarnettMay 26, 2020
Impact of “Reg BI” on Expungement for Investment Advisors Representatives
Impact of “Reg BI” on Expungement for Investment Advisors Representatives
Owen HarnettMay 22, 2020
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HLBS Law is a nationwide firm that can handle a broad range of matters in arbitration, state and federal court. HLBS Law has a vast network and can handle matters in FINRA arbitration and courts from California to New York. Our attorneys are located in Colorado, North Carolina, South Carolina, etc. HLBS Law has a proven track record of representing individuals and corporations in claims for monetary damages in arbitration and court. These matters range from simple small claims to large claims in the millions of dollars. If you are looking for a financial advisor attorney, you have been named in a lawsuit or are planning to file a claim, please give us a call for a free consultation.

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390 Interlocken Crescent, STE 350, Broomfield, CO 80021 | 720.900.5480 | All Rights Reserved

HLBS Law
9629 N Independence Dr,
Westminster, CO, 80021,
United States
(720) 900-5480 legal@hlbslaw.com
Hours
Mon 8 AM to 5 PM
Tue 8 AM to 5 PM
Wed 8 AM to 5 PM
Thu 8 AM to 5 PM
Fri 8 AM to 5 PM